Clay Young is a CFA-designated registered investment advisor at Tannin Capital, LLC, based in Charlotte, NC, with 33 years of industry experience. Clay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 93 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.50% |
| $50.0M - $100.0M | 0.45% |
| $100.0M - $200.0M | 0.40% |
| $200.0M - $500.0M | 0.35% |
| $500.0M - $1000.0M | 0.30% |
| $1000M+ | 0.30% |
Fees are negotiable above $1,000,000,000. High grade fixed income portfolios have a different fee schedule: Up to $50M: 0.375%, $50M-$100M: 0.35%, $100M-$200M: 0.30%, $200M-$500M: 0.25%, $500M-$1B: 0.20%, Above $1B: Negotiable. High-yield credit and structured product portfolios: 0.75%.
Fee Estimator
Location
1026 Jay Street, Suite B153, Charlotte, NC, 28208
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Clay is the proprietor/owner of Mizbee, LLC, formed for real estate purchases. He dedicates minimal time to this business.
Employment History
Current Registrations
Tannin Capital, LLC
Previous Registrations
Cantella & CO., INC.Broker
Tannin Capital, LLC
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
J.C. Bradford & CO.Broker
Vining-Sparks Ibg, Limited PartnershipBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.