Thomas Smith
Thomas Smith is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Gadsden, AL, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
414 South 4th St., Gadsden, AL, 35901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is involved in several outside business activities, including managing a family LLC that owns farmland, residential real estate rental, and tax preparation. He also has the ability to sell various types of annuities through Avantax Insurance Agency, LLC, and serves as Secretary/Treasurer for Kiwanis.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
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