CS
CFP
CS
CFP

Clayton Simmons

29 Years of Experience
Gadsden, AL
1 DisclosureBroker

Clayton Simmons is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Gadsden, AL, with 29 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

110 Bay Street, Gadsden, AL, 35901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2008
Denied
Other Business Activities

Clayton has 50% ownership in Simmons & Starzl Wealth Management LLC, dedicating full-time hours to the business. He also has 50% ownership in Baystreet Management LLC, spending minimal time on practice building.

Employment History
Current Registrations
Wells Fargo Advisors
September 2021 - Present · 4 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2008 - September 2021 · 12 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
November 2008 - September 2021 · 12 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2004 - November 2008 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - November 2008 · 12 yrs 1 mo
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Clayton Simmons - Financial Advisor | TrueAdvisor