Mike Toledo is a registered investment advisor, based in New York, NY, with 33 years of industry experience.
Location
540 Madison Ave., 9th Fl, New York, NY, 10022
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Regulatory History (1)
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Customer Dispute
April 2009Denied
Other Business Activities
Mike is the condo board president, attending meetings and voting on building upkeep, and owns rental property. These activities require minimal time and are not investment-related.
Employment History
Current Registrations
Snowden Capital Advisors LLC
April 2021 - Present · 5 yrs 1 mo
Snowden Account Services LLCBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2009 - April 2021 · 11 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2009 - April 2021 · 11 yrs 5 mos
Chase Investment Services CORP.
October 2000 - November 2009 · 9 yrs 1 mo
Chase Investment Services CORP.Broker
September 1996 - November 2009 · 13 yrs 2 mos
Chemical Investment Services CORP.Broker
August 1994 - September 1996 · 2 yrs 1 mo
Liberty Securities CorporationBroker
March 1994 - August 1994 · 5 mos
Metlife Securities INC.Broker
August 1992 - February 1994 · 1 yr 6 mos
Metropolitan Life Insurance CompanyBroker
August 1992 - February 1994 · 1 yr 6 mos
State Registrations10 states
CADCDEFLGAILNYTXVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.