FA
FA
Frank Auyeung is a registered investment advisor at Morgan Stanley, based in Cupertino, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20400 Stevens Creek Boulevard, Suite 350, Cupertino, CA, 95014
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2023Settled
Other Business Activities
Frank is a partner in a rental property in San Jose, California, since 2022. He dedicates minimal time to property management outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
August 2012 - Present · 13 yrs 9 mos
Morgan Stanley
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Investments, LLCBroker
May 2004 - January 2011 · 6 yrs 8 mos
Wells Fargo Investments, LLC
May 2004 - January 2011 · 6 yrs 8 mos
Banc of America Investment Services, INC.Broker
July 1999 - June 2004 · 4 yrs 11 mos
Banc of America Investment Services, INC.
May 1998 - June 2004 · 6 yrs 1 mo
Ba Investment Services, INC.Broker
June 1996 - July 1999 · 3 yrs 1 mo
Citicorp Investment ServicesBroker
June 1994 - June 1996 · 2 yrs
Laney & CompanyBroker
September 1992 - June 1994 · 1 yr 9 mos
State Registrations17 states
CADEFLGAHIMDMONCNVNYOHORSCSDTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.