River Li is a CFP-designated registered investment advisor at Morgan Stanley, based in Cupertino, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
20400 Stevens Creek Boulevard, Suite 350, Cupertino, CA, 95014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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River owns rental property in San Jose, CA since October 2023. River spends minimal time on this investment-related activity.
Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wells Fargo Clearing Services, LLCBroker
State Registrations20 states
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