Connie Neff is a registered investment advisor at Osaic Advisory Services, LLC, based in Stuart, FL, with 12 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 28,410 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Advisors offers investment management through several programs:
- Ally Account: Fees are negotiable, with a maximum annual fee of 2.50%. Transaction charges apply.
- Counsel Account: Fees are negotiable, with a maximum annual fee of 2.50%. This is a wrap account, so the fee covers both advice and transactions.
- Partner Program: Access to third-party managers with varying fees. Osaic either receives a portion of the fee or charges a separate consulting fee.
- Plan Participant Retirement Program: Maximum 3% annual fee, either fixed or tiered, based on assets in your retirement plan account.
Location
850 NW Federal Hwy, Suite VO415, Stuart, FL, 34994
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Connie is a co-trustee with Schwab Bank for trust and IRA accounts, dedicating minimal time. She also works as an IAR for American Portfolios Advisors, spending nearly full-time on client portfolio management, and manages bills for Wiswell Neff & Associates, dedicating minimal time. Connie also works at Office Depot as a sales associate managing clearance merchandise, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Advisory Services, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Osaic Wealth, INC.
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
State Registrations13 states
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