Betty Azmoon
Betty Azmoon is a registered investment advisor at LPL Financial LLC, based in Anaheim, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
732 S Rosecrest Cir, Anaheim, CA, 92808
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Betty operates Griffin Financial, LLC as a DBA for her LPL business and provides financial planning and consulting services. She also does business as Griffin Financial & Insurance Solutions, selling non-variable insurance, and A & A Realty, providing mortgage/real estate services. These activities take about a quarter of Betty's time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Griffin Financial
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Sii Investments, INC.
Sii Investments, INC.Broker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Sunamerica Securities, INC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
Asb Financial ServicesBroker
Griffin Financial ServicesBroker
PFS Investments INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.