Charles Mays is a registered investment advisor at Mariner Independent, based in Plano, TX, with 24 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,051 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mariner Platform Solutions charges an annual fee based on a percentage of your portfolio. This fee can range up to 2.50% per year, depending on the services provided and other factors. The firm may also apply a minimum fee. If you receive financial planning and consulting services in addition to investment advice, you may be subject to an additional fee. Fees are generally billed in advance on a quarterly basis. The management fee is negotiable.
Location
5465 Legacy Dr., #650, Plano, TX, 75024
Get directionsHistory
Regulatory History (2)
Judgment / Lien
October 2019Regulatory
January 1998Other Business Activities
Charles is a managing partner at Mays Wealth Management Group, LLC, offering investment advisory services. This activity takes Charles a full-time commitment.
Employment History
Current Registrations
Mariner Independent
Previous Registrations
Sloan Investment Management, L.L.C.
Smith Anglin Financial, LLC
Score Securities, INC.Broker
Assent LLCBroker
May Financial CorporationBroker
Sws Securities INC.Broker
Access Securities, INC.Broker
Huberman Financial INC.Broker
Southwest Securities, INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
Rauscher Pierce Refsnes, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.