Christine Embling is a registered investment advisor at Esi Financial Advisors, based in Rochester, NY, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
Rochester, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Equity Services, INC.
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Nationwide Investment Services CorporationBroker
Nationwide Securities, LLC
1717 Capital Management CompanyBroker
Nationwide Securities, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Allstate Financial Services, LLCBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Wall Street Financial Group, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Prudential Securities IncorporatedBroker
Charter One Securities, INC.Broker
Locust Street Securities, INC.Broker
Liberty Securities CorporationBroker
Nathan & Lewis Securities, INC.Broker
Essex Capital Markets, INC.Broker
Donaldson, Lufkin & Jenrette Securities CorporationBroker
State Registrations3 states
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