Steven Goldberg
Steven Goldberg is a registered investment advisor at Osaic Wealth, INC., based in Ellicott City, MD, with 33 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
24 Frederick Road, Ellicott City, MD, 21043
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2020Employment Separation After Allegations
May 2018Other Business ActivitiesSells Insurance
Steven owns two rental properties and spends minimal time collecting rental income. He is also a notary public and an insurance agent offering various insurance products, dedicating about half his time to insurance-related activities. Steven also owns Capital Wealth Management, LLC for business expenses and liability reasons.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Osaic Fa, INC.Broker
Osaic Fa, INC.
Suntrust Advisory Services, INC.
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Crestar Securities CorporationBroker
Citizens Brokerage Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.