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CFP
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CFP

Jeffrey Puglia

Bdfs Capital LLC
29 Years of Experience
Rehoboth Beach, DE
1 DisclosureSells Insurance
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Jeffrey Puglia is a CFP-designated registered investment advisor at Bdfs Capital LLC, based in Rehoboth Beach, DE, with 29 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 762 clients with $410M in assets under management.

Bdfs Capital LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
762 clients
Average Client Portfolio
$540K average
Assets Under Management
$411.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.25%
$100K - $250K1.00%
$250K - $1.0M0.75%
$1.0M - $2.5M0.65%
$2.5M - $5.0M0.60%
$5M+0.35%

Schedule reflects BDFS Capital's fee share when clients are directed to Betterment, Inc. Direct portfolio management services are charged as a negotiated annual flat fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

19409 Plantation Rd, Bldg. 2 Unit 1, Rehoboth Beach, DE, 19971

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2001
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey has several outside business activities, including real estate rental, acting as president of BDFS Insurance Services LLC, president of Jiggy's Farms, and treasurer for Friends of Milford Museum. He also dedicates about half of his time to BDFS Capital LLC, a registered investment advisor.

Employment History
Current Registrations
Bdfs Capital LLC
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
M. S. Howells & CO.Broker
July 2017 - December 2017 · 5 mos
LPL Financial LLCBroker
October 2008 - July 2017 · 8 yrs 9 mos
LPL Financial LLC
October 2008 - July 2017 · 8 yrs 9 mos
PNC Investments
September 2005 - October 2008 · 3 yrs 1 mo
PNC InvestmentsBroker
September 2005 - October 2008 · 3 yrs 1 mo
Morgan Stanley
March 2001 - October 2005 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
January 2001 - October 2005 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1998 - February 2001 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
August 1997 - January 1999 · 1 yr 5 mos
State Registrations1 state
DE
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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