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Mark Towne is a registered investment advisor at LPL Financial LLC, based in Mt . Horeb, WI, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B
Fee Structure
Minimum Investment:$1K
Investment management only (planning not offered)
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
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Location
Mt . Horeb, WI
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2025Denied
Customer Dispute
January 2003Settled
Employment History
Current Registrations
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
LPL Financial LLC
May 2022 - Present · 4 yrs
Previous Registrations
Stifel Independent Advisors, LLC
May 2007 - June 2022 · 15 yrs 1 mo
Stifel Independent Advisors, LLCBroker
May 2007 - June 2022 · 15 yrs 1 mo
Stifel, Nicolaus & Company, Incorporated
June 2006 - May 2007 · 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
May 2002 - May 2007 · 5 yrs
Northwestern Mutual Investment Services, LLCBroker
January 2002 - June 2002 · 5 mos
Robert W. Baird & CO. IncorporatedBroker
September 1992 - May 2002 · 9 yrs 8 mos
State Registrations7 states
AZCOFLORTXUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.