John Moffet is a CFA-designated registered investment advisor at Hourglass Capital, LLC, based in Houston, TX, with 29 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 96 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10.0M - $50.0M | 0.85% |
| $50M+ | 0.70% |
Fee arrangements may include a combination of a management fee and performance-based fee or may be solely limited to a management fee or a performance-based fee. Performance-based fees will never exceed 25% of the account's net performance. A portion of the account may be invested in money market funds, mutual funds, exchange-traded funds, or unit investment trusts, resulting in a double fee on these investments. Fees may be negotiable.
Fee Estimator
Location
5020 Montrose Blvd, Suite 400, Houston, TX, 77006
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hourglass Capital, LLC
Previous Registrations
Hourglass Capital Management INC
State Registrations1 state
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