William Carter
William Carter is a registered investment advisor at Cetera Investment Advisers LLC, based in Middleton, TN, with 25 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1210 Old Enon Road, Middleton, TN, 38052
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is an independent insurance agent selling fixed insurance products since 2007, dedicating full-time hours. He also owns Bright Oak Financial Management, a DBA for sales of financial products and tax preparation, also full-time. Finally, William volunteers with American Education Financial Alliance (AFEA), spending a few hours per week conducting educational seminars.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Fiducial Investment Advisors, INC.
Fiducial Investment Advisors, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
H.D. Vest Investment ServicesBroker
PFS Investments INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.