EK
EK

Eric Kolben

20 Years of Experience
Portland, ME
Broker

Eric Kolben is a registered investment advisor at Morgan Stanley, based in Portland, ME, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

100 Middle Street, 3rd Floor, Portland, ME, 04101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Eric is a board member on the Strategic Gift Committee for the Gulf of Maine Research Institute, an environmental organization. He spends minimal time fundraising for them.

Employment History
Current Registrations
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
January 2009 - June 2023 · 14 yrs 5 mos
UBS Financial Services INC.Broker
January 2009 - June 2023 · 14 yrs 5 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
November 2005 - April 2007 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
September 2005 - April 2007 · 1 yr 7 mos
State Registrations35 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.