Samuel Ramirez,
Samuel Ramirez, is a registered investment advisor at Ramirez Asset Management, INC., based in New York, NY, with 33 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 677 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ramirez Asset Management (RAM) offers investment management services for both fixed income and equity strategies.
For individual retail investors, the fees are:
- Fixed income strategy: 0.25% to 0.50% of your portfolio per year.
- Equity strategy: 0.75% to 1.00% of your portfolio per year.
- Balanced portfolio: 0.50% to 1.00% of your portfolio per year, depending on investment objectives and time horizon.
Location
14 East 52nd Street, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel owns RAM Fin Equine LLC and Ramirez Properties LLC. He also serves on the US Polo Association Finance Committee, dedicating minimal time to this role.
Employment History
Current Registrations
Ramirez Asset Management, INC.
Samuel A. Ramirez & Company, INC.Broker
Samuel A. Ramirez & Company, INC.
Previous Registrations
Ramirez Tradetrek Securities LLCBroker
San Juan Capital Partners, LLC
Ramirez Asset Management, INC.
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.