RV
RV
Raffi Vartanian
33 Years of Experience
Coral Springs, FL
3 DisclosuresBroker
Raffi Vartanian is a registered investment advisor at Morgan Stanley, based in Coral Springs, FL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2825 N. University Drive, Suite 400, Coral Springs, FL, 33065
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 2015Settled
Customer Dispute
December 1996Settled
Customer Dispute
May 1996Settled
Employment History
Current Registrations
Morgan StanleyBroker
September 2023 - Present · 2 yrs 8 mos
Morgan Stanley
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
September 2013 - September 2023 · 10 yrs
UBS Financial Services INC.Broker
September 2013 - September 2023 · 10 yrs
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
November 2007 - June 2009 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
November 2007 - June 2009 · 1 yr 7 mos
Citigroup Global Markets INC.
March 1998 - November 2007 · 9 yrs 8 mos
Citigroup Global Markets INC.Broker
March 1998 - November 2007 · 9 yrs 8 mos
A. F. Best Securities, INC.Broker
October 1992 - March 1998 · 5 yrs 5 mos
State Registrations17 states
CODCFLGAILMAMINCNJNYOHPARISCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.