James Serratelli
James Serratelli is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bethlehem, PA, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
Bethlehem, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance broker, selling term life and fixed annuity products from various companies. He also co-owns JMH Ventures, LLC (real estate) and Serratelli Financial Group LLC, spending about a quarter of his time managing the latter.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Diversify Advisory Services, LLC
Dfpg Investments, LLCBroker
Dfpg Investments, LLC
Questar Asset Management, INC.
Questar Capital CorporationBroker
Spc
Sammons Securities Company, LLCBroker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Sammons Securities Company, LLCBroker
Questar Capital CorporationBroker
MML Investors Services, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Signator Investors, INC.Broker
MML Investors Services, INC.Broker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Mony Securities CORP.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.