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Donald Elliott

LPL Financial LLC
28 Years of Experience
Pasadena, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Donald Elliott is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 28 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16 N Marengo Avenue, Suite 500, Pasadena, CA, 91101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Donald is a partner at Novus Wealth Group since April 2023, providing financial advice. This activity takes nearly all of Donald's time.

Employment History
Current Registrations
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Cadaret Grant & CO INC
September 2023 - July 2025 · 1 yr 10 mos
Cadaret, Grant & CO., INC.Broker
March 2023 - July 2025 · 2 yrs 4 mos
Janus Henderson Distributors US LLCBroker
October 2007 - March 2023 · 15 yrs 5 mos
West Portal Investment Group, LLC
March 2006 - October 2007 · 1 yr 7 mos
Banc of America Capital Management, LLC
April 2005 - April 2005 · 0 mos
Columbia Funds Distributor, INC.Broker
August 2004 - April 2005 · 8 mos
Columbia Management Advisors, INC.
August 2004 - March 2005 · 7 mos
Wells Fargo Investments, LLC
May 2001 - August 2003 · 2 yrs 3 mos
Wells Fargo Investments, LLCBroker
May 2001 - August 2003 · 2 yrs 3 mos
Wells Fargo Securities INC.Broker
December 2000 - May 2001 · 5 mos
The Dreyfus Service CorporationBroker
May 1999 - January 2001 · 1 yr 8 mos
Franklin/templeton Distributors, INC.Broker
March 1998 - April 1999 · 1 yr 1 mo
Invest Financial CorporationBroker
January 1996 - March 1996 · 2 mos
Great Western Financial Securities CorporationBroker
October 1994 - January 1995 · 3 mos
Wells Fargo Securities INC.Broker
August 1994 - October 1994 · 2 mos
Great Western Financial Securities CorporationBroker
September 1992 - August 1994 · 1 yr 11 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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