Donald Elliott
Donald Elliott is a registered investment advisor at LPL Financial LLC, based in Pasadena, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
16 N Marengo Avenue, Suite 500, Pasadena, CA, 91101
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Regulatory History (1)
Customer Dispute
December 1994Other Business Activities
Donald is a partner at Novus Wealth Group since April 2023, providing financial advice. This activity takes nearly all of Donald's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Janus Henderson Distributors US LLCBroker
West Portal Investment Group, LLC
Banc of America Capital Management, LLC
Columbia Funds Distributor, INC.Broker
Columbia Management Advisors, INC.
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Wells Fargo Securities INC.Broker
The Dreyfus Service CorporationBroker
Franklin/templeton Distributors, INC.Broker
Invest Financial CorporationBroker
Great Western Financial Securities CorporationBroker
Wells Fargo Securities INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.