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Christopher Hodges

33 Years of Experience
Lebanon, TN
1 DisclosureBrokerSells Insurance

Christopher Hodges is a registered investment advisor at LPL Financial LLC, based in Lebanon, TN, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1032 West Main Street, Lebanon, TN, 37087

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2002
Denied
Other Business ActivitiesSells Insurance

Christopher is involved in several outside business activities. These include non-variable insurance sales (life, health, LTC) since 2007, a general partnership for tax/investment purposes, a DBA for LPL business, and real estate rental, taking minimal time for each.

Employment History
Current Registrations
LPL Financial LLC
March 2004 - Present · 22 yrs 4 mos
LPL Financial LLCBroker
April 2001 - Present · 25 yrs 3 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, INC.Broker
December 1992 - April 2001 · 8 yrs 4 mos
State Registrations26 states
ALCACOCTFLGAILINKYLAMIMNMOMSNCOHOKORPRSCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Hodges - Financial Advisor | TrueAdvisor