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Charles Gore

Cetera Investment Advisers LLC
23 Years of Experience
Lebanon, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Gore is a registered investment advisor at Cetera Investment Advisers LLC, based in Lebanon, TN, with 23 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1032 West Main Street, Lebanon, TN, 37087

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History

Regulatory History (1)
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Customer Dispute
May 2021
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Charles has a DBA called HTK Wealth Management, LLC since 2003. He also spends about 10-20% of his time on non-variable insurance through HTK Insurance Services since 2007.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2026 - Present · 7 mos
Cetera Advisors LLCBroker
March 2026 - Present · 7 mos
Previous Registrations
LPL Financial LLC
November 2016 - March 2026 · 9 yrs 4 mos
LPL Financial LLC
July 2014 - September 2014 · 2 mos
LPL Financial LLCBroker
July 2003 - March 2026 · 22 yrs 8 mos
State Registrations6 states
ALGAINKYMSTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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