Thomas Kunkle
Thomas Kunkle is a registered investment advisor at MML Investors Services, LLC, based in Chicago, IL, with 31 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
30 S Wacker Drive, Suite 2700, Chicago, IL, 60606
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2011Customer Dispute
September 2001Regulatory
May 2001Customer Dispute
November 1999Other Business Activities
Thomas is a board member for Legacy Leaders, a mentorship organization for "at risk" youth, since April 2024. He spends a few hours per week developing strategy and recruiting mentors.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
American Trust Investment Services Advisory
American Trust Investment Services, INC.Broker
Lasalle St. Investment Advisors, L.L.C.
Chicago Capital Management Advisors, LLC
Lasalle St Securities, L.L.C.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
First Union Securities, INC.Broker
H.J. Meyers & CO., INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.