M. Lance is a registered investment advisor, based in Larkspur, CA, with 33 years of industry experience.
Location
700 Larkspur Landing Cir, Suite 109, Larkspur, CA, 94939
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Regulatory History (3)
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Customer Dispute
October 2016Denied
Customer Dispute
January 2009Denied
Customer Dispute
June 1999Settled
Other Business ActivitiesSells Insurance
M. is an agent for non-variable insurance, spending minimal time on this activity. M. also provides investment advisory services through Wealth Enhancement Advisory Services LLC and Wealth Enhancement Group, dedicating full-time hours to each.
Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Wealth Enhancement Advisory Services, LLC
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Titus Wealth Management
November 2017 - September 2022 · 4 yrs 10 mos
LPL Financial LLCBroker
November 2017 - June 2025 · 7 yrs 7 mos
Wells Fargo Clearing Services, LLC
September 2007 - November 2017 · 10 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
September 2007 - November 2017 · 10 yrs 2 mos
Banc of America Investment Services, INC.
May 2002 - September 2007 · 5 yrs 4 mos
Banc of America Investment Services, INC.Broker
May 2002 - September 2007 · 5 yrs 4 mos
UBS Painewebber INC.
August 1999 - May 2002 · 2 yrs 9 mos
UBS Painewebber INC.Broker
July 1999 - May 2002 · 2 yrs 10 mos
Wells Fargo Securities INC.Broker
July 1994 - August 1999 · 5 yrs 1 mo
Lehman Brothers INC.Broker
April 1993 - June 1994 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - December 1992 · 3 mos
State Registrations27 states
AKALAZCACOCTFLHIIDINKSLAMAMDMONHNVNYOHORPASDTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.