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ChFC
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ChFC

Troy Wold

LPL Financial LLC
34 Years of Experience
Minneapolis, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Troy Wold is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Minneapolis, MN, with 34 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1118 Cedar Lake Rd S, Minneapolis, MN, 55405

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Troy owns several real estate rental properties and is the owner, president, and insurance agent for Wold Financial, LLC, selling annuities, life, disability, and long-term care insurance. He spends about 10-20% of his time on insurance-related activities.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
September 2013 - February 2018 · 4 yrs 5 mos
Invest Financial CorporationBroker
March 2009 - February 2018 · 8 yrs 11 mos
Intersecurities, INC.Broker
October 1995 - March 2009 · 13 yrs 5 mos
Securities America, INC.Broker
August 1992 - October 1995 · 3 yrs 2 mos
State Registrations33 states
ALAZCACOFLGAHIIAILKSKYMAMDMIMNMOMTNCNDNENJNMNVORPAPRSCSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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