Gregory Klein is a CFP-designated registered investment advisor at LPL Financial LLC, based in Minneapolis, MN, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
901 S. Marquette Avenue, Suite 1990, Minneapolis, MN, 55402
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gregory operates his LPL business under the DBA Hays Investment Advisors. He also provides investment advisory services through Hays Financial Group, LLC, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Hays Financial Group, LLC
Previous Registrations
LPL Financial LLC
Global Retirement Partners LLC
Planmember Securities CorporationBroker
Askar CORP.Broker
Wells Fargo Investments, LLCBroker
Ing America Equities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.