GK
GK

Gregory Alan Klein

14 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

901 S. Marquette Avenue, Suite 1990, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gregory operates his LPL business under the DBA Hays Investment Advisors. He also provides investment advisory services through Hays Financial Group, LLC, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2023 - Present · 2 yrs 4 mos
Hays Financial Group, LLC
March 2022 - Present · 3 yrs 11 mos
Previous Registrations
LPL Financial LLC
August 2023 - August 2023 · 0 mos
Global Retirement Partners LLC
March 2021 - October 2021 · 7 mos
Planmember Securities CorporationBroker
October 2011 - October 2013 · 2 yrs
Askar CORP.Broker
June 2007 - October 2011 · 4 yrs 4 mos
Wells Fargo Investments, LLCBroker
June 2005 - June 2007 · 2 yrs
Ing America Equities, INC.Broker
May 2003 - November 2004 · 1 yr 6 mos
State Registrations2 states
MNOK
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Gregory Alan Klein - Financial Advisor | TrueAdvisor