Richard Baird is a registered investment advisor at LPL Financial LLC, based in Irving, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1550 W. Walnut Hill Lane #100, Irving, TX, 75038-0000
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Regulatory History (8)
Customer Dispute
April 2006Customer Dispute
January 2006Customer Dispute
May 2005Customer Dispute
January 2005Customer Dispute
October 2004Customer Dispute
March 2004Customer Dispute
November 2002Customer Dispute
July 2002Other Business Activities
Richard is involved in several outside business activities. He spends about 20% of his time on business development for One Safe Place Media Corp, a family-owned data storage company, and minimal time referring clients to Resourcing Edge, an HR outsourcing company. He also dedicates a few hours per week to coaching pickleball and acting as a pickleball ambassador.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial Corporation
Associated Securities CORP.
Associated Planners Investment Advisory INC
Associated Securities CORP.Broker
Baird Management CorporationBroker
Fsg Advisory Services INC
Retirement Investment GroupBroker
Ffp Securities, INC.Broker
Investment Professionals, INC.Broker
Xcu Capital Corporation, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.