ME
CFP
ME
CFP

Mason Emmel

4 Years of Experience
Irving, TX
Broker

Mason Emmel is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Irving, TX, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

105 Decker Dr, Suite 450, Irving, TX, 75062

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Mason is a registered representative at Cadent Capital since May 2024. This takes about a quarter to half of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2023 - May 2024 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2023 - May 2024 · 1 yr 1 mo
Fidelity Personal and Workplace Advisors
November 2021 - March 2023 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
October 2021 - March 2023 · 1 yr 5 mos
State Registrations6 states
CAFLLANCNJTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.