Terry Haines is a registered investment advisor, based in Waxhaw, NC, with 32 years of industry experience. Terry is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Waxhaw, NC
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Regulatory History (1)
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Customer Dispute
March 2018Denied
Other Business ActivitiesSells Insurance
Terry is an advisory representative of a Registered Investment Advisor, spending about 10-20% of their time on investment-related activities and trading. Terry is also an independent insurance agent for various companies, dedicating minimal time to this and trading, and owns TLH Financial Services, spending nearly full-time hours on it.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
May 2019 - Present · 7 yrs 5 mos
Cambridge Investment Research Advisors, INC.
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
H.D. Vest Advisory Services, INC
March 2013 - June 2019 · 6 yrs 3 mos
Hd Vest Investment ServicesBroker
January 2011 - June 2019 · 8 yrs 5 mos
PFS Investments INC.Broker
October 1999 - January 2011 · 11 yrs 3 mos
Princor Financial Services CorporationBroker
August 1992 - June 1998 · 5 yrs 10 mos
State Registrations9 states
AZCAFLIANCOHPASCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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