Robert Hopkins is a CFP, ChFC-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Waxhaw, NC, with 20 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
Waxhaw, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
Northwestern Mutual Investment Services, LLCBroker
Brighthouse Securities, LLCBroker
Allstate Financial Services, LLCBroker
Allstate Distributors, L.L.C.Broker
Metlife Investors Distribution CompanyBroker
Metlife Securities INC.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Sunset Financial Services, INC.Broker
Underwriters Equity CorporationBroker
Northwestern Mutual Investment Services, LLCBroker
B. C. Ziegler and CompanyBroker
First Securities CorporationBroker
State Registrations1 state
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