Richard Vanvalkenburg
Richard Vanvalkenburg is a registered investment advisor at LPL Financial LLC, based in Clovis, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clovis, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2006Other Business ActivitiesSells Insurance
Richard receives renewal compensation for non-variable insurance and may sell these products in the future, dedicating minimal time. He also sells long-term care insurance, spending minimal time, and operates Valley Wealth Management, Inc. as a DBA for his LPL business, dedicating about a quarter of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Valley Wealth Management
Associated Securities CORP.Broker
Associated Securities CORP.
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.