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Richard Vanvalkenburg

LPL Financial LLC
33 Years of Experience
Fresno, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Richard Vanvalkenburg is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 33 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7461 N. First Street, Ste 104, Fresno, CA, 93720

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2006
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard receives renewal compensation for non-variable insurance and may sell these products in the future, dedicating minimal time. He also sells long-term care insurance, spending minimal time, and operates Valley Wealth Management, Inc. as a DBA for his LPL business, dedicating about a quarter of his time.

Employment History
Current Registrations
LPL Financial LLC
November 2009 - Present · 16 yrs 11 mos
LPL Financial LLCBroker
November 2009 - Present · 16 yrs 11 mos
LPL Financial LLC
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Valley Wealth Management
June 2009 - July 2011 · 2 yrs 1 mo
Associated Securities CORP.Broker
September 2006 - November 2009 · 3 yrs 2 mos
Associated Securities CORP.
August 2006 - November 2009 · 3 yrs 3 mos
Park Avenue Securities LLC
February 2001 - July 2006 · 5 yrs 5 mos
Park Avenue Securities LLCBroker
January 2001 - July 2006 · 5 yrs 6 mos
Signator Investors, INC.Broker
October 1992 - January 2001 · 8 yrs 3 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1992 - May 1997 · 4 yrs 7 mos
State Registrations20 states
ALARAZCAFLGAIAIDINKYMONCNYORSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Richard Vanvalkenburg - Financial Advisor | TrueAdvisor