SW
SW

Steven Williams

33 Years of Experience
Stephenville, TX
Broker

Steven Williams is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Stephenville, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

154 N. Graham Street, Stephenville, TX, 76401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is the owner of SRW Capital Management LLC, which exists solely for operational and tax purposes and requires minimal time. He also serves on the Finance Advisory Committee for St. Brendan's Parish, dedicating a few hours per week to facilitating financial methods.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 8 mos
Raymond James Financial Services, INC.Broker
May 1995 - Present · 31 yrs 4 mos
Previous Registrations
Raymond James Financial Services
May 1995 - January 2009 · 13 yrs 8 mos
Intersecurities, INC.Broker
October 1992 - May 1995 · 2 yrs 7 mos
Signal Securities, INC.Broker
September 1992 - October 1992 · 1 mo
State Registrations10 states
ARCAFLHIIDMDNMOKTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.