Stephen Martin
Stephen Martin is a registered investment advisor at LPL Financial LLC, based in Swansea, IL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
222 West Pointe Dr, Swansea, IL, 62226
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Regulatory History (1)
Customer Dispute
January 2010Other Business ActivitiesSells Insurance
Stephen is the owner of SJGA LLC for tax/investment purposes and the president of Martin Accounting Services, Inc., where he works about a quarter of his time. He also operates Martin Financial Services as a DBA for his LPL business and sells non-variable insurance, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Martin Financial Services, INC.
Martin Financial Services, INC.
Royal Alliance Associates, INC.
Martin Wier, INC
Royal Alliance Associates, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.