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Michael Brown

31 Years of Experience
Denver, CO
Broker

Michael Brown is a registered investment advisor at Morgan Stanley, based in Denver, CO, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3033 East 1st Avenue, Suite 820, Denver, CO, 80206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a trustee for a trust since April 2021, spending minimal time on it. He is also an executor/co-executor for estate administration and a trustee/co-trustee for another trust, dedicating a few hours per week to each.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2003 - June 2009 · 6 yrs 2 mos
Citigroup Global Markets INC.Broker
April 2003 - June 2009 · 6 yrs 2 mos
Bacap Distributors, LLCBroker
January 2003 - March 2003 · 2 mos
Stephens INC.
February 2002 - January 2003 · 11 mos
Stephens INC.Broker
June 2000 - January 2003 · 2 yrs 7 mos
Nylife Distributors INC.Broker
May 2000 - July 2000 · 2 mos
Fidelity Brokerage Services, INC.Broker
October 1993 - February 1999 · 5 yrs 4 mos
Hibbard Brown & CO., INC.Broker
August 1992 - March 1993 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Michael Brown - Financial Advisor | TrueAdvisor