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ChFC

Len Graddy

Capital Investment Advisory Services, LLC
53 Years of Experience
Hinesville, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Len Graddy is a ChFC-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Hinesville, GA, with 53 years of industry experience. Len is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.

Capital Investment Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
103 advisors
Number of Clients
6,276 clients
Average Client Portfolio
$381K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

101 A North Main Street, Hinesville, GA, 31313

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Len is the owner of Graddy and Associates Financial Group, where he provides financial planning services including life insurance, annuities, and long-term care. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Capital Investment Advisory Services, LLC
March 2018 - Present · 8 yrs 7 mos
Capital Investment Group, INC.Broker
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Investment Advisors
January 2013 - April 2018 · 5 yrs 3 mos
Proequities, INC.Broker
January 2013 - April 2018 · 5 yrs 3 mos
Ing Financial Partners, INC
March 2006 - November 2012 · 6 yrs 8 mos
Ing Financial Partners, INC.Broker
October 2005 - November 2012 · 7 yrs 1 mo
American General Securities Incorporated
May 2003 - October 2005 · 2 yrs 5 mos
American General Securities IncorporatedBroker
October 2002 - October 2005 · 3 yrs
Franklin Financial Services CorporationBroker
June 1973 - October 2002 · 29 yrs 4 mos
State Registrations8 states
ALFLGAMAMDMINCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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