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Robert Hill

Rose Capital Advisors, LLC
33 Years of Experience
Westport, CT
2 DisclosuresBroker
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Robert Hill is a registered investment advisor at Rose Capital Advisors, LLC, based in Westport, CT, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Education Planning, Estate Planning, and 6 more. Their firm serves 375 clients with $610M in assets under management.

Rose Capital Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
375 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$608.3M

Fee Structure

Planning is included in investment management (also available separately)

Rose Capital Advisors offers investment management through a wrap fee program and private funds, with specific fee schedules detailed in separate program brochures. For private pooled investment vehicles managed by the firm, investors pay an annual management fee of 0.50% on committed capital and subsequently on invested capital for five years, along with potential performance-based incentive fees if returns exceed an established benchmark or hurdle rate.

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Location

Westport, CT

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2025
Customer Dispute
January 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Rose Capital Advisors, LLC
July 2025 - Present · 1 yr 3 mos
Saxony Securities, INC.Broker
June 2025 - Present · 1 yr 4 mos
Saxony Securities, INC.
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Morgan StanleyBroker
August 2017 - May 2025 · 7 yrs 9 mos
Morgan Stanley
August 2017 - May 2025 · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - September 2017 · 7 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - September 2017 · 7 yrs 11 mos
Banc of America Investment Services, INC.
November 2008 - October 2009 · 11 mos
Banc of America Investment Services, INC.Broker
November 2008 - October 2009 · 11 mos
Dominick & Dominick LLC
June 2006 - November 2008 · 2 yrs 5 mos
Dominick & Dominick LLCBroker
February 2006 - November 2008 · 2 yrs 9 mos
Trautman Wasserman & Company, INC.Broker
December 2001 - February 2006 · 4 yrs 2 mos
Sands Brothers & CO., LTD.Broker
October 1992 - December 2001 · 9 yrs 2 mos
State Registrations9 states
ALCACTFLNCNYOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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