GF
ChFC
GF
ChFC

Gustin Fox-Smith

31 Years of Experience
Aurora, CO
BrokerSells Insurance

Gustin Fox-Smith is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Aurora, CO, with 31 years of industry experience. Gustin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3190 S Vaugh Way Ste 550, Aurora, CO, 80014

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gustin is the owner of Fox-Smith Wealth Management, LLC and FS Advisors Wealth Management, LLC, and a transition consultant for Fox-Smith Wealth Management's transition consulting division. He also sells fixed insurance with various companies, dedicates time to writing a book about estate planning, and owns AcquiLogic, LLC and Sea to Summit.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
April 1997 - Present · 29 yrs 1 mo
Cetera Wealth Services, LLCBroker
April 1997 - Present · 29 yrs 1 mo
Previous Registrations
Hinds Financial Group INC
February 2015 - September 2016 · 1 yr 7 mos
Lighthouse Financial LLC
June 2001 - August 2008 · 7 yrs 2 mos
Cetera Advisor Networks LLC
January 1999 - June 2023 · 24 yrs 5 mos
Corporate Securities Group, INC.Broker
January 1995 - May 1995 · 4 mos
First Allied Securities, INC.Broker
December 1994 - December 1994 · 0 mos
First Affiliated SecuritiesBroker
September 1993 - August 1995 · 1 yr 11 mos
Schneider Securities, INC.Broker
August 1992 - September 1993 · 1 yr 1 mo
State Registrations50 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gustin Fox-Smith - Financial Advisor | TrueAdvisor