Keith Nicholson
Keith Nicholson is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Lakewood, CO, with 8 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
141 Union Blvd Ste 350, Lakewood, CO, 80228
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keith sells life insurance, annuities, and long-term care products as an insurance agent, dedicating minimal time to this activity. He also works full-time as an advisor for Hinds Financial Group and as a registered representative for Cetera Advisor Networks LLC, both SEC/FINRA-registered firms.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Hinds Financial Group INC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
LPL Financial LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.