SA
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Scott Ashmore
33 Years of Experience
Houston, TX
2 DisclosuresBroker
Scott Ashmore is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3825, Houston, TX, 77057
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2009Settled
Customer Dispute
October 2004Denied
Other Business Activities
Scott is a trustee/successor trustee for Joyce Ashmore, dedicating minimal time to this role. This activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
July 2004 - September 2016 · 12 yrs 2 mos
Deutsche Bank Securities INC.
July 2004 - September 2016 · 12 yrs 2 mos
Citigroup Global Markets INC.
July 1993 - July 2004 · 11 yrs
Citigroup Global Markets INC.Broker
July 1993 - July 2004 · 11 yrs
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
State Registrations16 states
ALCACOCTDCFLHILAMAMTNJNMNVNYTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.