MH
MH

Maria Hendershott

49 Years of Experience
Houston, TX
5 DisclosuresBroker

Maria Hendershott is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 49 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

500 Dallas Street, Suite 3400, Houston, TX, 77002

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
October 2017
Settled
Customer Dispute
January 2016
Settled
Customer Dispute
November 1994
Settled
Other Business Activities

Maria is on the board of trustees for The Council on Alcohol and Drugs Houston. She is also listed as a second officer for Evergreen Energy, Inc., but is not involved in the corporation's operations.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2006 - Present · 20 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2006 - Present · 20 yrs 3 mos
Previous Registrations
Legg Mason Wood Walker INC
January 2001 - February 2006 · 5 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
January 2001 - February 2006 · 5 yrs 1 mo
First Union Securities, INC.Broker
September 1990 - January 2001 · 10 yrs 4 mos
Lovett Underwood Neuhaus & Webb, INC.Broker
November 1989 - September 1990 · 10 mos
Underwood, Neuhaus & CO., IncorporatedBroker
October 1985 - November 1989 · 4 yrs 1 mo
Oppenheimer & CO., INC.Broker
March 1983 - October 1985 · 2 yrs 7 mos
Prudential-Bache Securities INC.Broker
February 1982 - March 1983 · 1 yr 1 mo
Lehman Brothers Kuhn Loeb IncorporatedBroker
May 1978 - January 1983 · 4 yrs 8 mos
E. F. Hutton & Company INCBroker
March 1976 - March 1978 · 2 yrs
State Registrations27 states
AZCACOCTFLGAHIIAIDILKSKYLAMAMDMIMSNCNJNMNYOHORSCTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.