Karla Middleton
Karla Middleton is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 23 years of industry experience. Karla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2017Judgment / Lien
March 2016Judgment / Lien
July 2011Other Business ActivitiesSells Insurance
Karla operates Middleton Financial, dedicating all of her time to managing investments as an owner and financial advisor. She also spends minimal time on fixed insurance and annuity sales.
Employment History
Current Registrations
Kovack Advisors, INC.
Previous Registrations
Kovack Securities INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.