Karla Middleton
Karla Middleton is a registered investment advisor at Kovack Advisors, INC., based in Buchanan, MI, with 23 years of industry experience. Karla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.90% |
Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.
Fee Estimator
Location
Buchanan, MI
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2017Judgment / Lien
March 2016Judgment / Lien
July 2011Other Business ActivitiesSells Insurance
Karla operates Middleton Financial, dedicating all of her time to managing investments as an owner and financial advisor. She also spends minimal time on fixed insurance and annuity sales.
Employment History
Current Registrations
Kovack Advisors, INC.
Previous Registrations
Kovack Securities INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Derek MiddletonKovack Advisors, INC.