William Grafton
William Grafton is a registered investment advisor at LPL Financial LLC, based in Winter Park, FL, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1270 Orange Ave, Ste A, Winter Park, FL, 32789
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2008Customer Dispute
August 2005Customer Dispute
February 2005Other Business Activities
William spends full-time on Grafton Wealth Advisors, a DBA for his LPL business. He also owns rental real estate, dedicating 100% of his time to it, which seems contradictory to the first activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
Dupont Walston, IncorporatedBroker
Dupont Glore Forgan INCBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.