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Todd Mercer

Sanctuary Advisors, LLC
32 Years of Experience
Louisville, KY
1 DisclosureBroker
View SEC Summary
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Todd Mercer is a registered investment advisor at Sanctuary Advisors, LLC, based in Louisville, KY, with 32 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 19,540 clients with $35B in assets under management.

Sanctuary Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
402 advisors
Number of Clients
19,540 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$34.9B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Fees are negotiated individually with your investment advisor representative, up to a maximum annual rate of 2.75% of your total portfolio assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7511 New La Grange Road, Louisville, KY, 40222

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2000
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Todd is the owner of GEC Aircraft Holdings LLC, which rents a Cessna aircraft, and a member of MWM Partners Property LLC, which owns the building for Mercer Wealth Management offices. He also dedicates minimal time to advisory roles for the University of Louisville, Watercolor Community Association, and the Clark Regional Airport Project.

Employment History
Current Registrations
Sanctuary Advisors, LLC
December 2021 - Present · 4 yrs 10 mos
Sanctuary Securities, INC.Broker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - December 2021 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - December 2021 · 9 yrs 1 mo
UBS Financial Services INC.Broker
September 2007 - November 2012 · 5 yrs 2 mos
UBS Financial Services INC.
September 2007 - November 2012 · 5 yrs 2 mos
Morgan Keegan & Company, INC.
November 2004 - September 2007 · 2 yrs 10 mos
Morgan Keegan & Company, INC.Broker
March 2001 - September 2007 · 6 yrs 6 mos
Fifth Third Securities, INC.Broker
March 1999 - May 2001 · 2 yrs 2 mos
Liberty Securities CorporationBroker
August 1998 - October 1998 · 2 mos
Fifth Third Securities, INC.Broker
May 1998 - March 1999 · 10 mos
Natcity Investments, INC.Broker
June 1996 - May 1998 · 1 yr 11 mos
Independent Financial Securities, INC.Broker
October 1995 - August 1998 · 2 yrs 10 mos
National City Investments CorporationBroker
October 1995 - June 1996 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1992 - December 1993 · 1 yr 2 mos
State Registrations8 states
FLGAINKYLAMAOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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