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Gary Ringel

33 Years of Experience
Great Neck, NY
Broker

Gary Ringel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Great Neck, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

805 Northern Blvd, Great Neck, NY, 11021

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary is an owner of multiple condos in Florida, which are rented out or intended for future retirement residence. He also has a family-held LLC.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - Present · 15 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - Present · 15 yrs 11 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.Broker
September 1994 - June 2009 · 14 yrs 9 mos
Financial Horizons Securities CorporationBroker
April 1994 - September 1994 · 5 mos
Citicorp Investment ServicesBroker
February 1994 - September 1994 · 7 mos
Painewebber IncorporatedBroker
January 1994 - February 1994 · 1 mo
First Affiliated SecuritiesBroker
June 1993 - November 1993 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1992 - June 1993 · 8 mos
State Registrations24 states
AZCACOCTDEFLILKYMAMDMIMSNCNJNVNYPARISCTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gary Ringel - Financial Advisor | TrueAdvisor