John Register is a CFP-designated registered investment advisor at LPL Financial LLC, based in Roanoke, VA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Roanoke, VA
Get directionsHistory
Regulatory History (3)
Regulatory
September 2012Regulatory
July 1996Regulatory
January 1995Other Business Activities
John operates Midsummer Wealth Management, LLC and River Birch Wealth Management LLC as DBAs for his LPL business, dedicating full-time hours to the former and minimal time to the latter. He also owns rental real estate, works as an adjunct professor, and is involved with Blue Acres, LLC, spending minimal time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Investment Centers of America, INC.Broker
Investment Centers of America, INC.
Infinex Investments, INC.Broker
Infinex Investments, INC.
Bi Investments, LLC
Bi Investments, LLCBroker
Suntrust Securities, INC.
Suntrust Securities, INC.Broker
Ncf Financial Services, INC.Broker
Ncf Financial Services, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
Lincoln Financial Distributors, INC.Broker
Delaware Distributors, L.P.Broker
Banc of America Investment Services, INC.Broker
Wachovia Brokerage ServiceBroker
Jmc Financial CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.