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CFP
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CFP

Gregory Headrick

Northwest Asset Management
34 Years of Experience
Mercer Island, WA
Sells Insurance
View SEC Summary
View SEC Summary

Gregory Headrick is a CFP-designated registered investment advisor at Northwest Asset Management, based in Mercer Island, WA, with 34 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,776 clients with $4.1B in assets under management.

Northwest Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
2,776 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$4.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Fees are negotiable and have a maximum annual rate of 1.75%. Actual fees may differ based on relationship size, services needed, investment strategy, and trading activity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2835 82nd Avenue Se, Ste 100, Mercer Island, WA, 98040

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory is an insurance agent with Highland Capital since 2008, selling life insurance products a few hours per week. He also serves as support staff for UCDS, a private school, and owns multiple rental properties, dedicating minimal time to these activities. Gregory also has a private offering investment.

Employment History
Current Registrations
Northwest Asset Management
October 2008 - Present · 18 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
January 2013 - January 2025 · 12 yrs
Purshe Kaplan Sterling InvestmentsBroker
August 2008 - January 2013 · 4 yrs 5 mos
UBS Financial Services INC.
August 2006 - August 2008 · 2 yrs
UBS Financial Services INC.Broker
August 2006 - August 2008 · 2 yrs
Piper Jaffray & CO.
March 1998 - August 2006 · 8 yrs 5 mos
Piper Jaffray & CO.Broker
September 1992 - August 2006 · 13 yrs 11 mos
State Registrations3 states
NHTXWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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