Ellen Schriver is a registered investment advisor at LPL Financial LLC, based in Clinton, MN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clinton, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ellen has outside W-2 employment at Bayside Market since November 2023. This takes about 40% of her time and is not investment related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Rushtrade SecuritiesBroker
Chase Investment Services CORP.Broker
Eq Financial Consultants, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Linsco/private Ledger CORP.Broker
Fsc Securities CorporationBroker
Financial Network Investment CorporationBroker
Walnut Street Securities, INC.Broker
Brokers Transaction Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.