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Christopher Prassas

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
Chicago, IL
1 DisclosureBroker
View SEC Summary
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Christopher Prassas is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Chicago, IL, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One North Wacker, Suite 3400, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2002
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - Present · 10 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Barclays Capital INC.Broker
May 2013 - December 2015 · 2 yrs 7 mos
Barclays Capital INC.
May 2013 - December 2015 · 2 yrs 7 mos
Credit Suisse Securities (USA) LLC
January 2003 - May 2013 · 10 yrs 4 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - May 2013 · 10 yrs 4 mos
Credit Suisse First Boston CorporationBroker
November 2000 - September 2002 · 1 yr 10 mos
Donaldson Lufkin & Jenrette Securities Corporation
January 1994 - January 2003 · 9 yrs
Donaldson, Lufkin & Jenrette Securities CorporationBroker
January 1993 - January 2003 · 10 yrs
Berghoff, Marsh & Company, IncorporatedBroker
September 1992 - December 1992 · 3 mos
State Registrations26 states
AZCACOCTDCDEFLHIILINMAMIMONCNHNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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