MG
MG
Michael Graham
31 Years of Experience
Saraland, AL
Broker
Michael Graham is a registered investment advisor at Cetera Investment Advisers LLC, based in Saraland, AL, with 31 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
421 South Hwy 43 S, Saraland, AL, 36571
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
February 2013 - January 2014 · 11 mos
PNC Investments
May 2012 - February 2013 · 9 mos
PNC InvestmentsBroker
April 2012 - February 2013 · 10 mos
Bb&t Investment Services, INC.Broker
January 2010 - April 2012 · 2 yrs 3 mos
Bb&t Investment Services, INC.
January 2010 - April 2012 · 2 yrs 3 mos
Hancock Investment Services, INC.Broker
February 2009 - November 2009 · 9 mos
John Hancock Distributors LLC
September 2005 - December 2006 · 1 yr 3 mos
John Hancock Distributors LLCBroker
May 2005 - December 2008 · 3 yrs 7 mos
Essex National Securities, INC.
June 2004 - March 2006 · 1 yr 9 mos
Essex National Securities, INC.Broker
June 2004 - March 2006 · 1 yr 9 mos
Manulife Financial Securities LLC
October 2003 - May 2004 · 7 mos
Manulife Financial Securities LLCBroker
March 2003 - May 2004 · 1 yr 2 mos
Legg Mason Wood Walker, IncorporatedBroker
April 1998 - August 2001 · 3 yrs 4 mos
J.C. Bradford & CO.Broker
November 1996 - April 1998 · 1 yr 5 mos
Franklin/templeton Distributors, INC.Broker
September 1992 - October 1996 · 4 yrs 1 mo
State Registrations6 states
ALDCFLGAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.