Tony Winkeljohn is a registered investment advisor, based in Santa Barbara, CA, with 33 years of industry experience.
Location
24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101
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Regulatory History (2)
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Customer Dispute
January 2015Denied
Criminal
October 1986Final Disposition
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
June 2015 - Present · 10 yrs 11 mos
Previous Registrations
Pensionmark Securities, LLCBroker
September 2017 - October 2025 · 8 yrs 1 mo
Capfinancial Securities, LLC.Broker
June 2015 - September 2017 · 2 yrs 3 mos
LPL Financial LLCBroker
November 2010 - July 2015 · 4 yrs 8 mos
Independent Financial Partners
November 2010 - July 2015 · 4 yrs 8 mos
Nrp Advisors, INC.
December 2008 - December 2010 · 2 yrs
Nrp Financial, INC.Broker
December 2008 - November 2010 · 1 yr 11 mos
New England Securities Corporation
October 2001 - December 2008 · 7 yrs 2 mos
New England SecuritiesBroker
June 2001 - December 2008 · 7 yrs 6 mos
Fsc Securities CorporationBroker
June 1997 - June 2001 · 4 yrs
Washington Square Securities, INC.Broker
August 1995 - February 1997 · 1 yr 6 mos
Reliastar Financial Marketing CORP.Broker
September 1992 - August 1995 · 2 yrs 11 mos
State Registrations3 states
INMIOH
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.